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Mild Persistent Asthma: Characteristics, Treatment,
and Unmet Needs

Key Points
  • Asthma is a chronic respiratory disorder that affects more than 25 million people in the United States, with an estimated cost of over $56 billion annually.
  • Asthma severity can be classified into 4 categories—intermittent, mild persistent, moderate persistent, and severe persistent—based on impairment (frequency of asthma symptoms, nighttime awakenings, rescue medication use, degree of activity limitation, and lung function) and risk of exacerbations.
  • Mild persistent asthma comprises approximately 12% to 38% of asthma cases and is defined by either of the following:
    1. Any of the following identified as the most severe impairment or risk category when the patient is not on controller therapy: symptoms >2 days per week (but not daily); nighttime awakenings 3 to 4 times per month; rescue medication use >2 days per week (but not daily or more than once per day); minor limitations to normal activity; normal lung function (≥80% predicted forced expiratory volume in 1 second [FEV1]); or ≥2 exacerbations per year requiring oral corticosteroids.
    2. Requirement of step 2 therapy (eg, low-dose inhaled corticosteroids [ICS]) to achieve the “well-controlled” state.
  • Mild persistent asthma is often underdiagnosed and/or inadequately treated, placing this patient population at risk for disease progression and acute exacerbations.
  • Disease management should involve optimal medication regimens to ease acute symptoms and prevent exacerbations and disease progression; regular health care provider (HCP) visits to monitor the course of disease; and patient education to ensure proper inhaler technique, develop self-management plans, and promote medication adherence.


Mild Persistent Asthma: Characteristics, Treatment, and Unmet Needs

Asthma is a chronic respiratory disease caused by inflammatory processes that result in airway obstruction and an overactive bronchial response following exercise or exposure to irritants and/or allergens.1,2 The most common symptoms of asthma are wheezing, dyspnea, and cough.3 Asthma may also involve a significant reduction in lung function.4 In the United States, 25.7 million people or approximately 8% of the population had asthma (2010 estimates), with the number of cases growing annually from 2004 to 2010.5 The economic burden of asthma is considerable. From 2002 to 2007, the estimated total cost of asthma in the United States was $56 billion.6

Although asthma is a heterogeneous disease involving several phenotypes, endotypes, and multiple pathological processes, no clear association has been determined between phenotype and treatment response.1 The disease is also categorized by severity, which is determined by an assessment of impairment and risk. Asthma severity is currently divided into 4 categories: intermittent, mild persistent, moderate persistent, and severe persistent (Table 1).2

Despite the seemingly innocuous classification, mild persistent asthma is an important health care problem that poses significant health risks; symptoms and airflow limitation may vary over time and in intensity.1,2 The purpose of this newsletter is to discuss the risks and unmet needs associated with mild persistent asthma, the current guidelines for treating mild persistent asthma, and key strategies to educate patients about their disease.

Table 1. Classifying asthma severity


Components of Severity

Age (Years)

Classification of Asthma Severity (Intermittent vs Persistent)

Intermittent

Persistent

Mild

Moderate

Severe

 

Impairment

Symptoms

All

≤2 days/week

>2 days/week, but not daily

Daily

Throughout the day

Nighttime awakenings

0-4

0

1-2×/month

3-4×/month

>1×/week

≥5

≤2×/month

3-4×/month

>1×/week but not nightly

Often 7×/week

SABA use for symptom control

All

≤2 days/week

>2 days/week, but not daily

Daily

Several times a day

Interference with normal activity

All

None

Minor limitations

Some limitations

Extremely limited

Lung function

 

 

 

 

 

FEV1 (predicted) or PEF (personal best)

≥5

Normal FEV1 between exacerbations >80%

≥80%

60% to <80%

<60%

FEV1/FVC

All

Normal

Normal

Reduced 5%

Reduced >5%

 

Risk

Exacerbations requiring oral corticosteroids

0-4

≤1× per year

2× in 6 months or ≥4 wheezing episodes/year lasting >1 day AND risk factors for persistent asthma

5-11

≥2×/year
Consider severity and interval since last exacerbation. Frequency and severity may fluctuate over time for patients in any severity category. Relative annual risk of exacerbations may be related to FEV1.

≥12

 

Recommended step for starting treatment

0-4

Step 1

Step 2

Step 3

Step 3

5-11

Step 3 or 4

≥12

Step 4 or 5

All

 

 

Consider short course of oral corticosteroids

All

In 2-6 weeks, evaluate level of asthma control that is achieved and adjust therapy accordingly.
For children 0-4 years old, if no clear benefit is observed in
4-6 weeks, stop treatment and consider alternative diagnosis or adjusting therapy.

Abbreviations: FEV1, forced expiratory volume in 1 second; FVC, forced vital capacity; PEF, peak expiratory flow; SABA,
short-acting β2 agonist.
Source: National Heart, Lung, and Blood Institute; National Institutes of Health; US Department of Health and Human Services.2

Case Study

Matthew, a 22-year-old male college student, presents for evaluation with ongoing shortness of breath and wheezing, which he has been experiencing 3 to 4 days per week for the past 4 months. Additionally, he presents with symptoms of periodic nasal secretion and mucosal swelling, and he has symptoms consistent with eczema in various areas of his extremities. He was diagnosed with intermittent asthma when he was 6 years old, but had not received consistent treatment. He experiences nighttime awakenings several times a month and finds he must use a short-acting β2-agonist (SABA) 3 to 4 times per week. His prebronchodilator FEV1 is 4.10 L (82% of predicted), and his FEV1/forced vital capacity is normal. His postbronchodilator (2 puffs of 90 μg/puff albuterol) FEV1 is 4.70 L (94% of predicted), indicating significant response to SABA administration (600 mL, or 14.6% improvement from the prebronchodilator FEV1 value, which exceeds the minimum criteria of >200 mL and ≥12% improvement2). Treatment is initiated with low-dose ICS to be used daily, along with his current SABA to be used as needed. Matthew is asked to keep a patient diary to track medication use and symptom control.

Note: This is a hypothetical case description for teaching purposes.

 

Mild Persistent Asthma: Symptoms and Differentiation From More Severe Persistent Asthma Types

Mild persistent asthma has been reported to account for 12% to 38% of asthma cases.7 The current National Asthma Education and Prevention Program (NAEPP) guidelines for the classification of mild persistent asthma are shown in Table 1.2 It is important that symptoms of mild persistent asthma be identified and addressed early to prevent these cases from developing into more severe disease. Frequent wheezing in children is a risk factor for asthma persistence and increased severity in adulthood.8 Additional predictors for the development of severe persistent asthma include cigarette smoking; early impairment of FEV1; high total immunoglobulin E serum levels; persistent, productive cough; and eosinophilia.8-10

Although typically associated with more severe disease, asthma exacerbations (acute or subacute episodes of worsening shortness of breath, wheezing, coughing, and/or chest tightness) can also occur in patients with mild persistent asthma. Though they are considered to have normal lung function,2 patients with mild persistent asthma experience exacerbations with a frequency of 0.12 to 0.77 episodes per patient-year.7 In fact, 20% to 22% of exacerbation episodes requiring emergency care occur in patients with mild persistent asthma.7 This is a concern, as having just 1 severe exacerbation per year has been linked to an annual decline in FEV1 of 30.2 mL, suggesting that exacerbations could be a factor driving the transition from mild persistent asthma to more severe disease.11 Moreover, an Australian retrospective study showed that one-third of deaths due to asthma-related complications occurred in patients with mild persistent asthma.12 It is important to note that severe exacerbations can occur, for example, in response to a viral infection,13 regardless of whether symptoms are well controlled in patients with mild persistent asthma.1,8 Given the serious consequences of exacerbations, a visit with a specialist is recommended following an exacerbation to ensure appropriate treatment.2

Treatment Options for Mild Persistent Asthma

The primary treatment goal for mild persistent asthma should be to provide symptom control and prevent disease progression, while minimizing the side effects of treatment. Table 1 details the key criteria that are used to assess a patient’s asthma severity before treatment. In patients with intermittent asthma, asthma control is typically maintained using relief medication, usually a SABA.2

Treatment of mild persistent asthma begins at step 2 (Table 1 and Figure 1) and includes low-dose ICS therapy plus a SABA as needed.2 ICS therapy suppresses inflammation and can maintain lung function in patients with mild persistent asthma.14 Moreover, ICS therapy can reduce asthma symptoms,15,16 reduce the need for rescue medication16-18 and/or oral corticosteroid use,15,17,18 decrease exacerbation frequency,19 and improve patients' quality of life.14 Other studies conducted in patients with mild persistent asthma have shown that ICS therapy, even when used solely on an as-needed basis,20 was effective in reducing exacerbation rate and severity, asthma symptoms, the decline in pulmonary function, and the number of nocturnal awakenings.21,22

When asthma control with ICS alone (at step 2) cannot be achieved or when impairment and risk measures on initial presentation place the patient in the moderate to severe persistent category, a fixed combination of ICS with a long-acting β2-agonist (LABA) is recommended.2 The addition of a LABA to daily ICS therapy can effectively reduce symptoms and improve lung function in patients with asthma. In some patients, higher-dose (approximately twofold) ICS may be preferable to initiating combination therapy with low-dose ICS.22 Leukotriene receptor antagonists are another option for patients with mild persistent asthma who do not achieve complete control; these agents also may be used in combination with ICS.2

Figure 1. Stepwise approach for the management of asthma according to NAEPP


Abbreviations: ICS, inhaled corticosteroid; EIB, exercise-induced bronchoconstriction; LABA, long-acting β2 agonist; LTRA, leukotriene receptor antagonist; NAEPP, National Asthma Education and Prevention Program; PRN, as needed; SABA, short-acting β2 agonist.
Note: Since publication of these NAEPP guidelines, anticholinergic therapy as well as biologics, other than omalizumab (ie, anti-interleukin 5), have been approved as adjunct therapies for steps 5 and 6.
Source: National Heart, Lung, and Blood Institute; National Institutes of Health; US Department of Health and Human Services.2

Management of Mild Persistent Asthma

The management of mild persistent asthma involves numerous challenges, including accurate diagnosis,1 adequate and consistent treatment,7 and possible prevention.1,7 Patients with mild persistent asthma may have poor adherence to maintenance medication regimens due to mild symptoms.14 In addition, mild persistent asthma is likely underdiagnosed by primary care clinicians,8 and patients with mild persistent asthma may also be less likely to receive preventative care compared with patients with more severe persistent asthma. Furthermore, poor disease management planning can result in missed follow-up visits and inadequate patient education regarding the administration of medication, including proper inhaler use, as well as failure of the patient to recognize new or worsening symptoms.23

It is evident that greater focus on diagnosing mild persistent asthma, symptom recognition, and preventing the occurrence of uncontrolled symptoms is necessary in patients with mild persistent asthma.8 Patient education should be a cornerstone of asthma management, regardless of disease severity. An essential element of such education is a disease management plan that has been discussed and agreed on by the HCP and patient.14 This should include education concerning asthma pathophysiology and instructions that help patients detect the early warning signs of asthma exacerbations, action steps to help mitigate the severity of exacerbations at their onset,14 and reference material such as the asthma action plan (Figure 2) that may be helpful for patients during moments requiring rapid decision making.24 Education on proper inhaler technique is crucial as well.14 Poor inhaler technique is one of the most common problems associated with inadequate asthma control, and it can be addressed through proper patient education.1 Self-management for those periods between HCP visits should also be discussed with patients. Evidence suggests that a self-management program, in combination with regular visits to an HCP, can result in fewer hospital and emergency room visits, lower rates of missed work or school, and increased patient quality of life, compared with HCP visits alone.14

Figure 2. American Academy of Allergy, Asthma & Immunology Asthma action plan


Reproduced with permission from the American Academy of Allergy, Asthma & Immunology, https://www.aaaai.org/Aaaai/media/MediaLibrary/PDF%20Documents/Libraries/NEW-WEBSITE-LOGO-asthma-action-plan_HI.pdf.24

Patient adherence to the disease management program is another key to achieving good asthma control.1,25 In fact, a systematic review including patients with asthma of all severities found that 24% of exacerbations and 60% of asthma-related hospitalizations were attributed to poor adherence.26 Mild or infrequent symptoms associated with mild persistent asthma may be largely responsible for poor adherence; patients with mild symptoms may not follow up with their HCPs as readily as those with severe symptoms.27 Education regarding disease management can improve patient adherence.28 Notably, good medication adherence has been associated with better lung function, reduced inflammation, fewer hospitalizations, and reduced oral corticosteroid use and mortality.26 Therefore, it is important to encourage patients with mild persistent asthma to seek medical attention when necessary and follow the maintenance plan laid out by their HCP.

A patient-provider interview may not always be sufficient to identify and correct poor medication adherence.25 Several strategies and tools can be used to improve adherence and improve patient accountability for maintaining a good medication regimen.25 Self-reporting may be the best method for adherence monitoring29; therefore, encouraging strategies such as patient diaries and questionnaires should promote adherence. In addition, new sensors have been developed for inhalers to provide feedback for patients and could potentially detect environmental allergens, such as weed pollen or mold, that trigger symptom worsening.30 A telemedicine-based application for smart devices has been shown to promote patient attentiveness and improve symptom reporting by a median of 85.6% in a population of patients with chronic obstructive pulmonary disease (COPD); most had severe or very severe COPD.31 In addition, new adherence monitors have been developed to fit inhalers and provide feedback on the user’s inhaler technique in a real-time fashion.32

Case Study (continued)

Matthew’s symptoms improve and his use of rescue medication decreases over the following 6 months (≤2 days/week). At the next visit, he reports that his nocturnal awakenings have decreased to less than 2 times per month and his lung function remains normal. His patient diary shows that he has been adhering to his regimen and confirms his report of symptom improvements. His symptoms have not interfered with his normal activity, and he has not experienced any exacerbations in the past year. In addition, Matthew’s scoring on the Asthma Control Test, along with his other assessment parameters, indicates that his asthma is well-controlled (Table 2).2 Therefore, Matthew is maintained on daily use of low-dose ICS along with as-needed SABA treatment.

Note: This is a hypothetical case description for teaching purposes.

 Table 2. Assessing asthma control and corresponding therapy modification

*ACQ values of 0.76-1.4 are indeterminate regarding well-controlled asthma.
Abbreviations: ACQ, the Asthma Control Questionnaire; ACT, Asthma Control Test; ATAQ, Asthma Therapy Assessment Questionnaire;
EIB, exercise-induced bronchoconstriction; FEV1, forced expiratory volume in 1 second; N/A, not available.
Source: National Heart, Lung, and Blood Institute; National Institutes of Health; US Department of Health and Human Services.2

Conclusions
Mild persistent asthma accounts for the largest proportion of total asthma cases. Symptoms related to mild persistent asthma may not result in patients seeking medical attention. However, if left untreated, even mild persistent asthma can result in exacerbations, which in turn can lead to emergency room visits, hospitalizations, and disease progression. Treatment with ICS is recommended for mild persistent asthma to suppress airway inflammation and decrease symptoms. Rescue medication (eg, SABA) should be used as-needed to address acute symptoms.

Despite the availability of effective medication, uncontrolled mild persistent asthma persists. Patient education and cooperation with HCPs are essential to improving control of asthma. Efforts to increase adherence through health care management plans would also be beneficial in decreasing the rate of uncontrolled symptoms and exacerbations in patients with mild persistent asthma.


References

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